Senior IT Management / Compliance
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- 04.10.2024
Kurzvorstellung
u. a. spezialisiert auf den Compliance-Bereich (AML, KYC, PEP, Embargo / ATF, FATCA)
Qualifikationen
Projekt‐ & Berufserfahrung
7/2022 – 12/2022
Tätigkeitsbeschreibung
o Analysing and deciding all payments that couldn´t be finalized by the 2nd Line-of-Defense
o Using Kordoba for background checks
o Performing public domain searches for all noticeable transactions
o Documenting all rejected payments accordingly
o Putting together all documentation in case a transaction had to be reported to the Financial Intelligence Unit FIU (via the tool GoAML)
o Being the single point of contact regarding questions related to AML / KYC
Programm-Management
3/2022 – 7/2022
Tätigkeitsbeschreibung
o Closing a GroupAudit-MaRisk-finding by setting up the approach to define a new Anti-Fraud-Management system
o Aligning with BNP Paribas and their experience in several global meetings
o Together with the team defining the Business Requirements to cover scenarios such as Insider Trading, Front Running, …
o Putting together the short list
o Sending out the Request for Information with all related documents
o Working in an Agile environment
Programm-Management
11/2021 – 2/2022
Tätigkeitsbeschreibung
o Being responsible for the German part of the new Customer Risk Rating Program of Société Générale (to be aligned to MaRisk), attending several global meetings
o Putting together the Business Requirement Document
o Defining the interfaces from the global Risk Rating System to the German compliance systems (TCM)
o Working in an Agile environment
Business Analysis
4/2021 – 10/2021
Tätigkeitsbeschreibung
o Checking and deciding whether or not to block transactions related to Belarus sanctions
o Performing Kordoba background checks
o Closing an OFAC-MaRisk-finding by setting up a groupwide tool to calculate identically the risk score for customers across Italy, Germany, and Austria, therefore designing interfaces to Kordoba
o reporting to the Chief Compliance Officer
o Reviewing/approving Business Requirements/Functional and Technical Specifications
o Synchronizing the results with the existing targens tools (TCM / CRS)
o Planning and executing various UATs
o Part of the program to migrate towards a new Payments Service Provider (EquensWorldLine EWL) to cover Sanctions processes (in/outgoing SWIFT/SEPA-Messages), integrating TCM / targens
Programm-Management
1/2021 – 3/2021
Tätigkeitsbeschreibung
o Being responsible for the new global KYC Program
o Preparing the documentation to get the Bafin approval
o Migration planning to replace the targens/Smaragd Suite by Fircosoft
o Working in an Agile environment
Compliance management
11/2019 – 12/2020
Tätigkeitsbeschreibung
o Checking and deciding whether or not to block transactions related to Belarus sanctions
o Performing Kordoba background checks
o Closing an OFAC-MaRisk-finding by setting up a groupwide tool to calculate identically the risk score for customers across Italy, Germany, and Austria, therefore designing interfaces to Kordoba
o reporting to the Chief Compliance Officer
o Reviewing/approving Business Requirements/Functional and Technical Specifications
o Synchronizing the results with the existing targens tools (TCM / CRS)
o Planning and executing various UATs
o Part of the program to migrate towards a new Payments Service Provider (EquensWorldLine EWL) to cover Sanctions processes (in/outgoing SWIFT/SEPA-Messages), integrating TCM / targens
Programm-Management
1/2017 – 10/2019
Tätigkeitsbeschreibung
o Being responsible for the Sanction´s IT department using PelicanOFAC (Pelican)
o Integration of the new functionality “Instant Payments”
o Implementing a case management tool
o Defining and integrating the Sanctions requirements into the new processes of the Payments Service Provider (EquensWorldLine EWL), testing the in/outgoing SWIFT/SEPA-Messages via MQSeries
o Turning “Waterfall” approach into Agile Development (Scrum)
Projektmanagement (IT)
3/2016 – 12/2016
TätigkeitsbeschreibungLeitung der globalen Hitrate Reduction Initiative
Eingesetzte QualifikationenProjektmanagement (IT)
8/2015 – 2/2016
Tätigkeitsbeschreibung
- Segragation von den Systemen der Deutschen Bank
- Umsetzung der Market Abuse Regulation MAR
Projektleitung / Teamleitung (IT)
2/2014 – 6/2015
Tätigkeitsbeschreibung
o Being responsible for the global Transaction Monitoring Initiative to reduce the False-Positive-Rate (HotScan by CGI)
o Implementing new functionalities (“Resubmission” and “Prioritization”)
o Integration of DB Peru, Brazil and Portugal into the HotScan landscape
o leading the (compliance) segregation of Postbank from Deutsche Bank
Projektmanagement (IT)
5/2012 – 12/2013
Tätigkeitsbeschreibung
• Design eines Data Warehouses, um eine globale Datenbasis zu erhalten
• Identifikation aller “feeding” Systeme
• Entwicklung diverser Schnittstellen vom Core Banking System zum Compliance Data Warehouse
• Erstellung von Management Dashboards
• Überprüfung/arbeitung der Bearbeitungsprozesse in Anlehnung an regulatorische Vorgaben für alle Auslandsniederlassungen
Enterprise project management (EPM)
Zertifikate
Ausbildung
Berlin
Über mich
Weitere Kenntnisse
Persönliche Daten
- Deutsch (Muttersprache)
- Englisch (Fließend)
- Französisch (Grundkenntnisse)
- Europäische Union
- Schweiz
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