Compliance Officer - Datenschutzbeauftragter - AML-KYC-DDO - TARGET2-SEPA-SWIFT Payment Professional,

5/2023 – offen

Unterstützung diverse Financial Crime Compliance Themen. Insbesondere, Trefferbearbeitung den Transaktionen, Client File Review, Client Book Review, Risikoanalyse gemäß GwG, AUA, BaFin, FIU, EBA, AMLD 4/5/6.

Bankwesen (allg.), Compliance management, Projekt-Arbeitsvorbereitung, Projektassistenz

3/2022 – 12/2022

Investigation of PEP/ Relatives close associates/ Adverse infos
- Customer Due Diligence (incl. Simple, Regular & EDD)
- Onboarding/ Recertification/ Termination
-Transparency register/ Inconsistency of UBO
-Monitoring the Stakeholder against Sanctions/ Embargos
-Client File Review – CFR (ongoing clients – Periodically)
-Re/ Classification/ Termination of PEP Status
-Coordination with different International Teams
-Short know-how about §24c KWG
-Coordination with Local/ Regional Compliance,
-Anti-Bribery Corruption (ABC) and
-Corporate & Social Responsibility (CSR)
-Support in project of Teambuilding/ systems Implementation.

Bankwesen (allg.)

11/2020 – 2/2022

Compliance/ AML/ Security Compliance/ Assistant projects
- NMC (Name Matching Customers)
- NMT (Name Matching Transaction)
- MLDS (Money Laundering Detection System)
- Subnational risk analysis SRA2.0 und SRA3.0 (BaFin)
- Specific sector Risk analysis - Federal Ministry of Finance (BMF)
- Interception and Application guidelines (AUAs for AML and KI) BaFin
- First National Risk Analysis Federal Ministry of Finance (BMF)
- Client File Review – CFR (Periodically - ongoing)
- Monitoring/ Control of the duplicates of ETF, funds, certificates
- Forwarding the suspicious activities to team leader/ management
- Integration a new project within security compliance
- Meetings/ planning/ implementation & optimizing of projects
- Monitoring/ Control the paper votes
- Data entries in excel, generate pdf and circulate. it to the entire team
via scan/ mail

Bankwesen (allg.), Compliance management