Regulatory Compliance Consulting Banking and Financial Services

8/2022 – 10/2022

- Sanction Advisory
- AML Advisory
- AFC Support (Pythagoras)
- Preparation Reporting
- Software Update Support (Pythagoras)

Bankwesen (allg.), Compliance management

9/2020 – 7/2022

Deputy Compliance Officer and Deputy MLRO
Leading the Central Compliance function for Germany, Austria, France, Spain, Netherlands, Italy.
Building the operating model as well as the yearly workplan for the Compliance function. Assuring compliance with the applicable legal inventory. Further assuring Policies and procedures as well as maintaining the compliance risk matrix and the compliance workbook.

Compliance management, Datenschutz, Jira, Wertpapiere

1/2020 – 9/2020

Subject Matter Expert for assessment and re-organisation of the target operating model in compliance and AFC. Calculation of levers and comparison of benchmarks. Further closing of audit findings in KYC/AML by leveraging system and process improvements.

Bankwesen (allg.), Compliance management, Strategische Unternehmensplanung

8/2017 – 12/2019

Lead Business Analyst and CR Manager for a global AML project including cross border support in European regions. Further support in coordination for MiFID 2 implementation encouraging collaboration between Front-Back Office and Compliance.

Bankwesen (allg.), Compliance management, EMIR, Regulatory Affairs

1/2017 – 6/2017

PMO Lead for a MiFID 2 Project. Planning resources, workstreams and preparation of presentations for key stakeholders.

Compliance management, MIFID

11/2013 – 12/2016

Project Managerin for a KYC/CDD project in Asia region (Hong Kong 13 Months). Lead Business Analyst and PMO for an EMIR Transaction Reporting (all asset classes).

Bankwesen (allg.), EMIR, Regulatory Affairs

10/2008 – 9/2013

Consulting for Capital Markets & Accounting Advisory Services as well as audit support and IFRS advisor. Further supporting conduction of SEC registration and IPO support

Auditor, Bankwesen (allg.), Börseneinführungsvorbereitung