Compliance, KYC/AML Officer, Auditor
- Verfügbarkeit einsehen
- 1 Referenz
- auf Anfrage
- 79070 Lviv
- Weltweit
- uk | ru | en
- 13.07.2024
Kurzvorstellung
Auszug Referenzen (1)
"Yes, U. H. was sucessfully working upon the project on the position of Data Processing Specialist during 7 months. (Contract duration)"
5/2019 – 12/2019
Tätigkeitsbeschreibung
Main Responsibilities:
- Processing of Purchase orders from the customers and creating Sales orders in CRM. Notification of the customers about the status of their orders and shipment date;
- Monitoring of timely shipments of customer’s orders and notification of the
customers;
- Pull ins, cancelations and push outs of customer’s orders in CRM system.
CRM Beratung (allg.)
Qualifikationen
Projekt‐ & Berufserfahrung
5/2019 – 12/2019
Tätigkeitsbeschreibung
Main Responsibilities:
- Processing of Purchase orders from the customers and creating Sales orders in CRM. Notification of the customers about the status of their orders and shipment date;
- Monitoring of timely shipments of customer’s orders and notification of the
customers;
- Pull ins, cancelations and push outs of customer’s orders in CRM system.
CRM Beratung (allg.)
8/2017 – 5/2019
Tätigkeitsbeschreibung
Main Responsibilities:
- Collection and verification of information about the customers, providing customer´s Due Diligence and EDD, client´s Risk assessment, audit of client´s profiles and activities on the subject of correspondence and non violation of AML Requirements.
- Providing on site visits to the customers, preparation on site visits programs,
writing Customer´s Profiles based on the completed on site visits.
- Preparation of customer´s Profile for the on boarding by the Account opening
Institution.
- Creation of Internal Regulations and procedures in the area of KYC, researches
on different financial topics.
Tools: MS Office, MAC Programs, Outlook, Bankers Almanac.
Legislation : 5th Anti Money Laundering Directive (EU), 4th Anti Money Laundering Directive (EU) No.2015/849, FATF Recommendations, OFAC List, PEP´s lists, Sanctions screening lists, AML Legislation of different countries.
Compliance management
9/2014 – 9/2017
Tätigkeitsbeschreibung
Main Responsibilities:
- Consolidation of the Branch auditor´s reports.
- Providing of Audit reviews of loans, deposit accounts, current accounts
(corporate and individuals), assisting in coordination of External audits and NBU
Reviews, monitoring of audit recommendations, preparation of internal reports
for the Members of the Board Meetings, accounting of statistic data and
creation of the Reports based on it, etc.
Tools;MS Office, Lotus Notes, Golden Eye, Easy Retail, Profit&Loss, NBU Reports.
Legislations: Legislation of the National Bank of Ukraine, Laws, Internal rules,
Internal corporate requirements, Internal Corporate Documentation
Projektsteuerung (Projektcontrolling)
1/2013 – 9/2014
Tätigkeitsbeschreibung
Main Responsibilities:
- Performing of Audits according to the Audit Annual Plan, providing overall
complex audits to the Bank´s branches.
- Writing of audits reports, validation of audit recommendations with the
auditees.
- Monitoring of audit recommendations implementation and follow up control.
Tools: MS Office, Outlook, B2, NBU Reports.
Legislations: Legislation of the National Bank of Ukraine, Laws, Internal rules,
Internal corporate requirements, Internal Corporate Documentation.
Projektmanagement - Audits, Auditor
1/2010 – 12/2012
Tätigkeitsbeschreibung
Main Responsibilities:
- Performing of audits according to the annual Audit plan: overall audits of Bank´s Branches, audits of current accounts for the corporate and individuals, audit of Bank´s storage, audit of cash desks, audit of loans, deposits, etc.
- Preparation and translation of Audit Reports over the results of performed audits.
- Validation of audit recommendations with auditees.
- Presentation reports to the management and monitoring of audit recommendations´ implementation.
Tools: MS Office, Outlook, B2, NBU Reports.
Legislation: Legislation of the National Bank of Ukraine, Laws, Internal rules, Internal corporate requirements, Internal Corporate Documentation of VBI Group.
Auditor
Zertifikate
Ausbildung
Ukraine, Kyiv
Ukraine, Lviv
Über mich
- KYC, Customer's identification, Due Dilligence, EDD, Customer's screening, clients risk assessment.
- preparation on-site visit programs, writing of customer’s Profiles, preparation customers to on-boarding by the Account opening Institution.
- Creating internal regulations, procedures and processes related to the methodic of KYC (how to conduct on-site visits, check-lists, KYC Manuals, company’s Service descriptions, Brochure for the clients, etc.)
- Providing researches on different topics, related KYC and AML legislation of different countries, preparation of Country profile’s descriptions, economic, financial overviews, etc.
- HR Services: search and recruitment of the candidates.
- Audit of customer's loans, deposits, current accounts (corporate and individuals), stocktaking, etc.
Weitere Kenntnisse
Persönliche Daten
- Ukrainisch (Muttersprache)
- Russisch (Muttersprache)
- Englisch (Fließend)
- Türkisch (Gut)
- Polnisch (Gut)
- Deutsch (Gut)
- Französisch (Grundkenntnisse)
- Europäische Union
- Vereinigte Staaten von Amerika
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